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Policies and regulatory documentation


Annual 2020 RTS 28 and Article 65(6)

Download RLAM Annual 2020 RTS 28 and Article 65(6)

Download Top 5 Venue 2020 Trading Activity


Assessment of Value reports

Download RLUTM 2022 report

Download RLUM 2022 report

Download RLUTM 2021 report

Download RLUM 2021 report

Download RLUTM 2020 report

Download RLUM 2020 report


Best execution

Best execution is the way in which we pursue all practical steps in order to achieve the best possible outcome for each transaction undertaken on behalf of our clients. This disclosure statement sets out the Royal London Asset Management Ltd (RLAM) order execution policy.

Download our best execution disclosure statement


Complaints policy

The complaints policy for our clients outlines how to raise an issue as well as our promise to you.

Download our complaints policy


Conflicts of interest disclosure

As a firm regulated by the Financial Conduct Authority (FCA), Royal London Asset Management (RLAM) is required to take appropriate steps to identify and prevent or manage conflicts of interest.

Download our conflicts of interest disclosure statement


Controversial weapons policy

Download our controversial weapons policy


Costs and Charges

Please visit one of the fund centres in our investor websites to access costs and charges disclosure information for our funds.

EMT - European MiFID Template

EMT stands for ‘European MiFID template’. This is an industry agreed information exchange template. The template provides a functional description of the minimum set of data (defining a product’s target market and disclosing its costs and charges) for product manufacturers, such as asset managers, to distributors to help them to fulfil the new regulatory requirements. The EMT is generally used by intermediaries and advisers. Individual investors should refer to the KIID and other fund related documentation.

Download our latest EMT

EPT – European PRIIPs Template

EPT stands for ‘European PRIIPs template’. This is an industry agreed information exchange template. The manufacturer of a packaged product needs to gather up (via the EPTs) all of the underlying data on the funds that make up that product and aggregate them into a PRIIPs KID, to provide to their client. PRIIPs is an acronym for: Packaged and Insurance-based Investment Products (PRIIPs). Individual investors should refer to the KIID and other fund related documentation.

Download our latest EPT

The EMT and EPT templates are updated quarterly and are provided in CSV format. Guidance for converting CSV files for viewing in Excel is available in this document.

Please contact with any queries.


Equity Tilt Fund Investment process disclosure

This document describes the investment process for the Equity Tilt Funds.

Download the investment process disclosure


Ethical Bond Fund policy

Download our Ethical Bond Fund policy


Ethical and sustainable investment policy

Download our policy


Fund documentation

Please visit one of the fund centres in our investor websites to access regulatory documentation relating to our funds including KIIDs, prospectuses and financial reports.


Gender pay gap

In line with gender pay reporting legislation, Royal London will publish statutory calculations every year comparing men and women’s average pay across the organisation.

View the 2021 gender pay gap report
View the 2020 gender pay gap report
View the 2019 gender pay gap report


Good Governance Policy 

Download our Good Governance Policy


Modern slavery statement

We are passionate about ensuring our business is conducted ethically. Visit our Group website to find out more and download our statements.

Read our modern slavery statement on the Group website


Pillar 3

The EU Capital Requirements Directive requires firms to publish certain information relating to their risk management and capital adequacy. These are known as Pillar 3 disclosures.

RLAM Pillar 3 disclosure


Product development procedure

Our Product Development Procedure sets out the governance process for designing and developing propositions, including their approval requirements, within RLAM with the goal of ensuring that propositions meet identified customer needs based on insight and deliver good customer outcomes.

Download our product development procedure


Remuneration policy

Royal London Asset Management (RLAM) Limited is part of the Royal London Group. RLAM is subject to the Group Remuneration Policy and comes under the governance of the Group Remuneration Committee which approves all RLAM specific remuneration plans and awards.

Download Royal London Asset Management Bond Funds Plc Remuneration Policy

Download Royal London Unit Trust Managers Limited UCITS Summary Remuneration Policy

Download RLUM Limited Summary Remuneration Policy


Responsible investment policy

Download our responsible investment policy


RLUTM Section 172 disclosure

Download our RLUTM Section 172 disclosure


Royal London Equity Funds ICVC - Result of Shareholder Votes

Extraordinary General Meeting (“EGM”) of the Shareholders were held on 24 June 2021 the resolution to consider the proposal to change investment objectives and names of Royal London Equity Funds ICVC funds as per terms set out in the circular dated 7 June 2021.

The adjourned meeting of Shareholders of Royal London FTSE 350 Tracker Fund was held on 22 July 2021.

View the results of the shareholder votes


Sustainable Finance Disclosure Regulation (SFDR)

The SFDR is a European regulation which introduces the requirement for consistent and transparent disclosure relating to how environmental, social and governance (ESG) risks are integrated into investment processes and how the adverse impacts that investments may have on ESG factors are considered. You can find out more in the About us section of our website.


Voting policies

Download our Global voting policy

Download our UK voting policy