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Policies and regulatory documentation

 

Anti-money Laundering

Please click on the links below to download the latest Wolfsberg Questionnaire for either Royal London Asset Management Limited or our parent company, The Royal London Mutual Insurance Society Limited.

Download the Royal London Asset Management Limited Wolfsberg Questionnaire

Download The Royal London Mutual Insurance Society Limited Wolfsberg Questionnaire

 

Assessment of Value reports

Download RLUTM 2023 report

Download RLUM 2023 report

Download RLUTM 2022 report

Download RLUM 2022 report

Download RLUTM 2021 report

Download RLUM 2021 report

Download RLUTM 2020 report

Download RLUM 2020 report

 

Best execution

Best execution is the way in which we pursue all practical steps in order to achieve the best possible outcome for each transaction undertaken on behalf of our clients. This disclosure statement sets out the Royal London Asset Management Ltd order execution policy.

Download our best execution disclosure statement

 

Climate risk policy

Contact us for our Climate Risk policy

 

Complaints policy

The complaints policy for our clients outlines how to raise an issue as well as our promise to you.

Download our complaints policy

 

Conflicts of interest disclosure

As a firm regulated by the Financial Conduct Authority (FCA), Royal London Asset Management is required to take appropriate steps to identify and prevent or manage conflicts of interest.

Download our conflicts of interest disclosure statement

 

Controversial weapons policy

Download our controversial weapons policy

 

Costs and Charges

Please visit one of the fund centres in our investor websites to access costs and charges disclosure information for our funds.

EMT - European MiFID Template

EMT stands for ‘European MiFID template’. This is an industry agreed information exchange template. The template provides a functional description of the minimum set of data (defining a product’s target market and disclosing its costs and charges) for product manufacturers, such as asset managers, to distributors to help them to fulfil the new regulatory requirements. The EMT is generally used by intermediaries and advisers. Individual investors should refer to the KIID and other fund related documentation.

Download our latest EMT

EPT – European PRIIPs Template

EPT stands for ‘European PRIIPs template’. This is an industry agreed information exchange template. The manufacturer of a packaged product needs to gather up (via the EPTs) all of the underlying data on the funds that make up that product and aggregate them into a PRIIPs KID, to provide to their client. PRIIPs is an acronym for: Packaged and Insurance-based Investment Products (PRIIPs). Individual investors should refer to the KIID and other fund related documentation.

Download our latest EPT

The EMT and EPT templates are updated quarterly and are provided in CSV format. Guidance for converting CSV files for viewing in Excel is available in this document.

Please contact RLAMCostCharges@rlam.co.uk with any queries.

 

Equity Tilt Fund Investment process disclosure

This document describes the investment process for the Equity Tilt Funds.

Download the investment process disclosure

 

Ethical Bond Fund policy

Download our Ethical Bond Fund policy

 

Ethical and sustainable investment policy

Download our policy

 

Fund documentation

Please visit one of the fund centres in our investor websites to access regulatory documentation relating to our funds including KIIDs, prospectuses and financial reports.

 

Gender pay gap

In line with gender pay reporting legislation, Royal London will publish statutory calculations every year comparing men and women’s average pay across the organisation.

View the 2023 gender pay gap report
View the 2022 gender pay gap report
View the 2021 gender pay gap report
View the 2020 gender pay gap report
View the 2019 gender pay gap report

 

Good Governance Policy 

Download our Good Governance Policy

 

MIFIDPRU Disclosures

The Investment Firms Prudential Regime requires in-scope firms to publish certain information relating to their risk management approach, capital adequacy, remuneration approaches and board diversity. These are known as MIFIDPRU Disclosures.

Royal London Asset Management MIFIDPRU Disclosures

 

Modern slavery statement

We are passionate about ensuring our business is conducted ethically. Visit our Group website to find out more and download our statements.

Read our modern slavery statement on the Group website

 

Product development procedure

Our Product Development Procedure sets out the governance process for designing and developing propositions, including their approval requirements, within Royal London Asset Management with the goal of ensuring that propositions meet identified customer needs based on insight and deliver good customer outcomes.

Download our product development procedure

 

PAI Statement

Download our PAI Statement

 

Remuneration policy

Royal London Asset Management Limited is part of the Royal London Group. It is subject to the Group Remuneration Policy and comes under the governance of the Group Remuneration Committee which approves all specific remuneration plans and awards.

Download Royal London Unit Trust Managers Limited UCITS Summary Remuneration Policy

Download RLUM Limited Summary Remuneration Policy

 

Responsible investment policy

Contact us for our Responsible Investment policy

 

Section 172 disclosure

Download our Royal London Unit Trust Managers Limited Section 172 disclosure

Download our Royal London Asset Management Limited Section 172 disclosure

 

Sustainable Finance Disclosure Regulation (SFDR)

The SFDR is a European regulation which introduces the requirement for consistent and transparent disclosure relating to how environmental, social and governance (ESG) risks are integrated into investment processes and how the adverse impacts that investments may have on ESG factors are considered. You can find out more in the About us section of our website.

 

Voting guidelines

Download our Voting guidelines