Policies and regulatory documentation
Please click on the links below to download the latest Wolfsberg Questionnaire for either Royal London Asset Management Limited or our parent company, The Royal London Mutual Insurance Society Limited.
Assessment of Value reports
Best execution is the way in which we pursue all practical steps in order to achieve the best possible outcome for each transaction undertaken on behalf of our clients. This disclosure statement sets out the Royal London Asset Management Ltd order execution policy.
The complaints policy for our clients outlines how to raise an issue as well as our promise to you.
Conflicts of interest disclosure
As a firm regulated by the Financial Conduct Authority (FCA), Royal London Asset Management is required to take appropriate steps to identify and prevent or manage conflicts of interest.
Costs and Charges
Please visit one of the fund centres in our investor websites to access costs and charges disclosure information for our funds.
EMT - European MiFID Template
EMT stands for ‘European MiFID template’. This is an industry agreed information exchange template. The template provides a functional description of the minimum set of data (defining a product’s target market and disclosing its costs and charges) for product manufacturers, such as asset managers, to distributors to help them to fulfil the new regulatory requirements. The EMT is generally used by intermediaries and advisers. Individual investors should refer to the KIID and other fund related documentation.
EPT – European PRIIPs Template
EPT stands for ‘European PRIIPs template’. This is an industry agreed information exchange template. The manufacturer of a packaged product needs to gather up (via the EPTs) all of the underlying data on the funds that make up that product and aggregate them into a PRIIPs KID, to provide to their client. PRIIPs is an acronym for: Packaged and Insurance-based Investment Products (PRIIPs). Individual investors should refer to the KIID and other fund related documentation.
The EMT and EPT templates are updated quarterly and are provided in CSV format. Guidance for converting CSV files for viewing in Excel is available in this document.
Please contact RLAMCostCharges@rlam.co.uk with any queries.
Equity Tilt Fund Investment process disclosure
This document describes the investment process for the Equity Tilt Funds.
Ethical Bond Fund policy
Ethical and sustainable investment policy
Please visit one of the fund centres in our investor websites to access regulatory documentation relating to our funds including KIIDs, prospectuses and financial reports.
Gender pay gap
In line with gender pay reporting legislation, Royal London will publish statutory calculations every year comparing men and women’s average pay across the organisation.
Good Governance Policy
Modern slavery statement
We are passionate about ensuring our business is conducted ethically. Visit our Group website to find out more and download our statements.
Product development procedure
Our Product Development Procedure sets out the governance process for designing and developing propositions, including their approval requirements, within Royal London Asset Management with the goal of ensuring that propositions meet identified customer needs based on insight and deliver good customer outcomes.
Royal London Asset Management Limited is part of the Royal London Group. It is subject to the Group Remuneration Policy and comes under the governance of the Group Remuneration Committee which approves all specific remuneration plans and awards.
Section 172 disclosure
Royal London Equity Funds ICVC - Result of Shareholder Votes
Extraordinary General Meeting (“EGM”) of the Shareholders were held on 24 June 2021 the resolution to consider the proposal to change investment objectives and names of Royal London Equity Funds ICVC funds as per terms set out in the circular dated 7 June 2021.
The adjourned meeting of Shareholders of Royal London FTSE 350 Tracker Fund was held on 22 July 2021.
Sustainable Finance Disclosure Regulation (SFDR)
The SFDR is a European regulation which introduces the requirement for consistent and transparent disclosure relating to how environmental, social and governance (ESG) risks are integrated into investment processes and how the adverse impacts that investments may have on ESG factors are considered. You can find out more in the About us section of our website.