Policies and regulatory documentation
Please click on the links below to download the latest Wolfsberg Questionnaire for either Royal London Asset Management Limited or our parent company, The Royal London Mutual Insurance Society Limited.
Best execution is the way in which we pursue all practical steps in order to achieve the best possible outcome for each transaction undertaken on behalf of our clients. This disclosure statement sets out the Royal London Asset Management Ltd order execution policy.
The complaints policy for our clients outlines how to raise an issue as well as our promise to you.
Conflicts of interest disclosure
As a firm regulated by the Financial Conduct Authority (FCA), Royal London Asset Management is required to take appropriate steps to identify and prevent or manage conflicts of interest.
Costs and Charges
Please visit one of the fund centres in our investor websites to access costs and charges disclosure information for our funds.
EMT - European MiFID Template
MiFID II introduces new obligations on MiFID firms acting as product manufacturers and distributors. This includes enhanced investor protection that requires firms to take responsibility for ensuring that products and related services that are designed are consistent with the interest of clients. Firms that manufacture financial products will need to specify, as part of the product approval process, a target market of end clients. This must cover characteristics and objectives the product is intended to deliver as well as a distribution strategy which is consistent with the identified target market.
Please visit one of the fund centres in our investor websites to access our EMT template.
To request a copy of our EPT please email RLAMCostCharges@rlam.co.uk
Please visit one of the fund centres in our investor websites to access regulatory documentation relating to our funds including KIIDs, prospectuses and financial reports.
Gender pay gap
In line with gender pay reporting legislation, Royal London will publish statutory calculations every year comparing men and women’s average pay across the organisation.
Good Governance Policy
The Investment Firms Prudential Regime requires in-scope firms to publish certain information relating to their risk management approach, capital adequacy, remuneration approaches and board diversity. These are known as MIFIDPRU Disclosures.
Modern slavery statement
We are passionate about ensuring our business is conducted ethically. Visit our Group website to find out more and download our statements.
Product development procedure
Our Product Development Procedure sets out the governance process for designing and developing propositions, including their approval requirements, within Royal London Asset Management with the goal of ensuring that propositions meet identified customer needs based on insight and deliver good customer outcomes.
Royal London Asset Management Limited is part of the Royal London Group. It is subject to the Group Remuneration Policy and comes under the governance of the Group Remuneration Committee which approves all specific remuneration plans and awards.
Section 172 disclosure